Ficom – home page, Ficom´s areas of regulatory responsibility include credit unions and trust companies, insurance companies, pension plans, mortgage brokers and the credit union deposit corporation..
State corporation commission – commonwealth virginia, The state corporation commission (scc) has regulatory authority over utilities, insurance, state-chartered financial institutions, securities, retail franchising and railroads..
15 .. code § 78c – definitions application | law, The term “member” when used with respect to a national securities exchange means (i) any natural person permitted to effect transactions on the floor of the exchange without the services of another person acting as broker, (ii) any registered broker or dealer with which such a natural person is associated, (iii) any registered broker or.
Sec.gov | investment management, The division investment management regulates investment companies, variable insurance products, federally registered investment advisers..
Insurance – wikipedia, Insurance means protection financial loss. form risk management primarily hedge risk contingent, uncertain loss.. entity insurance insurer, insurance company, insurance carrier underwriter..
Montana state auditor, securities insurance commissioner, Matt rosendale elected montana state auditor 2016 advocates montanans commissioner securities insurance..